Jul 30, 2021
On July 29 the US House Financial Services Committee voted to advance a new bill that would shorten the 13F filing window and require...Read more
shareholder ID
May 05, 2021
Discerning ownership for public companies is a complex and often frustrating matter for issuers and advisers alike. Combing through...Read more
Jan 30, 2021
If you thought the discussion around 13F reform would quieten down after the SEC’s unpopular proposal to raise the reporting threshold...Read more
Oct 28, 2020
The SEC’s controversial proposal to relieve 89 percent of asset managers from filing quarterly ownership forms could be ‘shelved’,...Read more
Sep 30, 2020
As the formal comment period for the SEC’s proposed changes to the 13F filing thresholds closed, the commission had received more than...Read more
Aug 13, 2020
A proposed SEC rule change that would allow almost 90 percent of investors in US public companies not to make 13F filings will have an...Read more
Jun 07, 2019
Shareholder registration, shareholder ID and annual report design are the three most-outsourced IR activities, according to IR...Read more
May 13, 2019
EU member states have until June 10, 2019 to transpose the Shareholder Rights Directive II (SRD II) into law. Much of this legislation...Read more
Jun 04, 2018
You ask your new IR assistant – let’s call her Irma – to set up a meeting with an investor to fill that hole in the London roadshow...Read more
Feb 15, 2018
The rise of shareholder activism is pushing companies to seek out more information on their shareholder base, according to proxy...Read more
