shareholder ID

Opposition to SEC’s 13F proposal builds as comment deadline passes

Sep 30, 2020

As the formal comment period for the SEC’s proposed changes to the 13F filing thresholds closed, the commission had received more than...Read more

Aug 13, 2020

A proposed SEC rule change that would allow almost 90 percent of investors in US public companies not to make 13F filings will have an...Read more

Jun 07, 2019

Shareholder registration, shareholder ID and annual report design are the three most-outsourced IR activities, according to IR...Read more

May 13, 2019

EU member states have until June 10, 2019 to transpose the Shareholder Rights Directive II (SRD II) into law. Much of this legislation...Read more

Jun 04, 2018

You ask your new IR assistant – let’s call her Irma – to set up a meeting with an investor to fill that hole in the London roadshow...Read more

Feb 15, 2018

The rise of shareholder activism is pushing companies to seek out more information on their shareholder base, according to proxy...Read more

As the formal comment period for the SEC’s proposed changes to the 13F filing thresholds...Read more

A proposed SEC rule change that would allow almost 90 percent of investors in US public...Read more