Shareholder targeting & IDSEC set to ‘shelve’ 13F proposal, according to Bloomberg report Oct 28, 2020Ben AshwellThe SEC’s controversial proposal to relieve 89 percent of asset managers from filing quarterly ownership forms could be ‘shelved’,...Read more
Shareholder targeting & IDOpposition to SEC’s 13F proposal builds as comment deadline passes Sep 30, 2020Ben AshwellAs the formal comment period for the SEC’s proposed changes to the 13F filing thresholds closed, the commission had received more than...Read more
Small capStudy shows extent of 13F rule change proposal’s impact Aug 13, 2020Ben AshwellA proposed SEC rule change that would allow almost 90 percent of investors in US public companies not to make 13F filings will have an...Read more
Shareholder targeting & IDWhich activities do IR departments most commonly outsource? Jun 07, 2019Staff WritersShareholder registration, shareholder ID and annual report design are the three most-outsourced IR activities, according to IR...Read more
Shareholder targeting & IDSRD II: What will change when new rules come in next month May 13, 2019Thomas O’GradyEU member states have until June 10, 2019 to transpose the Shareholder Rights Directive II (SRD II) into law. Much of this legislation...Read more
Shareholder targeting & IDArtificial intelligence: Is the future of IR here? Jun 04, 2018Garnet RoachYou ask your new IR assistant – let’s call her Irma – to set up a meeting with an investor to fill that hole in the London roadshow...Read more
Shareholder targeting & IDActivism driving demand for shareholder ID, Okapi says Feb 15, 2018Garnet RoachThe rise of shareholder activism is pushing companies to seek out more information on their shareholder base, according to proxy...Read more