small cap

The week in investor relations: Gensler tells Chinese firms to open books, Peel Hunt to list on AIM and Roger Federer-backed shoe company goes public

Sep 17, 2021

– The SEC may need to prohibit trading in about 270 China-related companies by early 2024, according to an opinion piece written by...Read more

Shareholder targeting & ID

The week in investor relations: Kraft Heinz charged by the SEC, small-cap ESG focus and London Metal Exchange ring reopens

Sep 10, 2021

Garnet Roach

– Cooley PubCo reported the SEC’s announcement of settled charges against Kraft Heinz, its chief operating officer and chief...Read more

Small cap

The week in investor relations: Just Eat warned on Twitter spat, China crackdown boost for small caps and tougher rules from the SEC

Jul 30, 2021

Garnet Roach

– Chief executives are being warned to ‘think twice before they tweet,’ reported The Guardian after the boss of takeaway...Read more

Small cap

Winning research: CFA competition brings exposure to A10 Networks

May 11, 2021

Garnet Roach

Winning research: CFA competition brings exposure to A10 Networks

Each year CFA Institute holds a global research report competition, where companies present to teams of students from competing...Read more

Small cap

The week in investor relations: Small-cap team poached, sell-side cuts and a coup at Dignity

Apr 23, 2021

Garnet Roach

– CityWire reported that First Eagle Investment Management poached a team of small-cap managers from Royce Investment Partners. Bill...Read more

Small cap

The week in investor relations: Death of the all-male FTSE board, vaccine boost for small caps and bankers back to work

Feb 26, 2021

Garnet Roach

– The all-male FTSE board is ‘extinct,’ declared Sky News . The number of women on the board at top UK-listed companies has risen by...Read more

Small cap

European small-cap coverage increases since Mifid II

Feb 10, 2021

Garnet Roach

European small-cap coverage has actually increased since the introduction of Mifid II in 2018, according to the latest...Read more

Small cap

US small caps to outperform large caps in 2021, says BNP Paribas

Jan 14, 2021

Ben Ashwell

BNP Paribas expects US small caps to outperform large caps this year and doesn’t expect to see a corporate tax hike in the early...Read more

Small cap

Study shows extent of 13F rule change proposal’s impact

Aug 13, 2020

Ben Ashwell

Study shows extent of 13F rule change proposal’s impact

A proposed SEC rule change that would allow almost 90 percent of investors in US public companies not to make 13F filings will have an...Read more

Small cap

NIRI proposes guidance on company-sponsored research

Jan 24, 2020

Ben Ashwell

NIRI proposes guidance on company-sponsored research

Attitudes to company-sponsored research are softening, according to experts, as NIRI releases provisional guidance to its members...Read more

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small cap

The week in investor relations: Gensler tells Chinese firms to open books, Peel Hunt to list on AIM and Roger Federer-backed shoe company goes public

The week in investor relations: Kraft Heinz charged by the SEC, small-cap ESG focus and London Metal Exchange ring reopens

The week in investor relations: Just Eat warned on Twitter spat, China crackdown boost for small caps and tougher rules from the SEC

Winning research: CFA competition brings exposure to A10 Networks

The week in investor relations: Small-cap team poached, sell-side cuts and a coup at Dignity

The week in investor relations: Death of the all-male FTSE board, vaccine boost for small caps and bankers back to work

European small-cap coverage increases since Mifid II

US small caps to outperform large caps in 2021, says BNP Paribas

Study shows extent of 13F rule change proposal’s impact

NIRI proposes guidance on company-sponsored research

The week in investor relations: Kraft Heinz charged by the SEC, small-cap ESG focus and London Metal Exchange ring reopens

The week in investor relations: Gensler tells Chinese firms to open books, Peel Hunt to list on AIM and Roger Federer-backed shoe company goes public

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