Jun 17, 2019
The UK financial regulator the Financial Conduct Authority (FCA) and the China Securities Regulatory Commission (CSRC) have today made...Read more
FCA
Dec 19, 2018
Complaints made to the UK financial regulator the Financial Conduct Authority (FCA) involving sexual misconduct and discrimination...Read more
Apr 13, 2018
The UK Financial Conduct Authority (FCA) has unveiled a package of measures – including board member independence requirements - as...Read more
Oct 31, 2017
The UK financial regulator, the Financial Conduct Authority (FCA), yesterday found itself in the unusual position of having to issue...Read more
Oct 26, 2017
The SEC has given US brokers a 30-month reprieve from having to make tough decisions on complying with the research unbundling...Read more
Oct 19, 2017
Norges Bank Investment Management (NBIM), which manages the world’s largest sovereign wealth fund (SWF), has publicly criticized UK...Read more
