Feb 22, 2022
The UK’s International Regulatory Strategy Group (IRSG) is calling for the ESG ratings industry to be regulated, citing concerns...Read more
FCA
Aug 27, 2021
– Reuters reported that ISS-backed cloud storage vendor Box in its fight with activist investor Starboard Value by recommending that...Read more
Jul 28, 2021
The UK’s financial market regulator has finalized new rules for special purpose acquisition companies (Spacs) in a bid to attract more...Read more
Jun 30, 2021
UK and European regulators have identified the lack of research coverage for smaller companies as an issue that needs to be addressed...Read more
Jun 25, 2021
– UK companies are receiving more buyout offers than at any time in the last 20 years, sparking complaints from some fund managers...Read more
Jun 17, 2019
The UK financial regulator the Financial Conduct Authority (FCA) and the China Securities Regulatory Commission (CSRC) have today made...Read more
Dec 19, 2018
Complaints made to the UK financial regulator the Financial Conduct Authority (FCA) involving sexual misconduct and discrimination...Read more
Apr 13, 2018
The UK Financial Conduct Authority (FCA) has unveiled a package of measures – including board member independence requirements - as...Read more
Oct 31, 2017
The UK financial regulator, the Financial Conduct Authority (FCA), yesterday found itself in the unusual position of having to issue...Read more
Oct 26, 2017
The SEC has given US brokers a 30-month reprieve from having to make tough decisions on complying with the research unbundling...Read more
