RegulationHistoric Shanghai-London Stock Connect approved Jun 17, 2019Andrew HoltThe UK financial regulator the Financial Conduct Authority (FCA) and the China Securities Regulatory Commission (CSRC) have today made...Read more
RegulationUK company discrimination complaints increase by more than 300 percent Dec 19, 2018Andrew HoltComplaints made to the UK financial regulator the Financial Conduct Authority (FCA) involving sexual misconduct and discrimination...Read more
Buy sideFCA tackles concerns over asset managers’ service value Apr 13, 2018Andrew HoltThe UK Financial Conduct Authority (FCA) has unveiled a package of measures – including board member independence requirements - as...Read more
ESGUK financial regulator reprimands itself for lack of diversity Oct 31, 2017Andrew HoltThe UK financial regulator, the Financial Conduct Authority (FCA), yesterday found itself in the unusual position of having to issue...Read more
Sell sideMifid IISEC grants US brokers Mifid II compliance extension Oct 26, 2017Ben AshwellThe SEC has given US brokers a 30-month reprieve from having to make tough decisions on complying with the research unbundling...Read more
ESGSaudi Aramco: Norway SWF criticizes UK over proposed listing changes Oct 19, 2017Garnet RoachNorges Bank Investment Management (NBIM), which manages the world’s largest sovereign wealth fund (SWF), has publicly criticized UK...Read more