FCA

Historic Shanghai-London Stock Connect approved

Jun 17, 2019

The UK financial regulator the Financial Conduct Authority (FCA) and the China Securities Regulatory Commission (CSRC) have today made...Read more

Dec 19, 2018

Complaints made to the UK financial regulator the Financial Conduct Authority (FCA) involving sexual misconduct and discrimination...Read more

Apr 13, 2018

The UK Financial Conduct Authority (FCA) has unveiled a package of measures – including board member independence requirements - as...Read more

Oct 31, 2017

The UK financial regulator, the Financial Conduct Authority (FCA), yesterday found itself in the unusual position of having to issue...Read more

Oct 26, 2017

The SEC has given US brokers a 30-month reprieve from having to make tough decisions on complying with the research unbundling...Read more

Oct 19, 2017

Norges Bank Investment Management (NBIM), which manages the world’s largest sovereign wealth fund (SWF), has publicly criticized UK...Read more