Shareholder targeting & IDSEC set to ‘shelve’ 13F proposal, according to Bloomberg report Oct 28, 2020Ben AshwellThe SEC’s controversial proposal to relieve 89 percent of asset managers from filing quarterly ownership forms could be ‘shelved’,...Read more
Shareholder targeting & IDOpposition to SEC’s 13F proposal builds as comment deadline passes Sep 30, 2020Ben AshwellAs the formal comment period for the SEC’s proposed changes to the 13F filing thresholds closed, the commission had received more than...Read more
Small capStudy shows extent of 13F rule change proposal’s impact Aug 13, 2020Ben AshwellA proposed SEC rule change that would allow almost 90 percent of investors in US public companies not to make 13F filings will have an...Read more
RegulationThe week in investor relations: Help for activists and an uptick in M&A Jul 24, 2020Tim Human– The SEC’s proposed changes to 13F filings could allow activists to better hide their positions in companies, warned lawyers and...Read more
Technology & Social MediaReddit users submit comment letters on SEC’s proposed 13F rule change Jul 23, 2020Ben AshwellReddit is one of the most visited websites in the world – with 430 mn active users per month – and is proving to be a home for early...Read more