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Dec 31, 2002

Cease & desist

The SEC's light-handed Reg FD enforcement masks a heavy blow to IROs

We waited over two years for some action and then all we got to witness was a slap on their wrists. The US Securities & Exchange Commission's first Regulation Fair Disclosure enforcement actions did not quite produce the landmark cases that we had been warned to look out for when the rule was first introduced in October 2000. Still, venture beyond the headlines and the finer detail of the cases makes for interesting - and worrying - reading for investor relations officers.The four cases

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