Latest Disclosure & regulation articles

April 8, 2015

Great Wall Securities and Huatai Securities among those accused of offering margin accounts to unqualified investors

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March 20, 2015

You need to go back four decades to find the origins of today's capital markets

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March 9, 2015

New proposals would force asset managers to comply with rules limiting bonuses and allowances

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February 26, 2015

Document outlines role and responsibilities of IROs in the UAE

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February 24, 2015

Regulator sees ‘serious investor protection concerns’ in medical marijuana

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February 20, 2015

Study follows concerns that smaller firms are being pushed out of market

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February 16, 2015

Allegations of lenience on counterfeit goods spur increased attention from US and China authorities

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February 12, 2015

Proposed rule would help inform investors whether directors can avoid restrictions of performance-based pay

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January 28, 2015

More than 150 investors demand change in business models to restrict climate change

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January 26, 2015

Prosecutors say ruling that traders must be aware an informant received benefit endangers future insider trading cases 

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